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Richard Cox |
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6031Shallowford Road Suite 109 |
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Chattanooga, TN 37421 |
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phone: (423) 894-3882 |
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fax: (423) 899-6502 |
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toll free: 800-929-3574 |
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email:
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Manager Overview
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Cox Wealth Management, LLC
is a Registered Investment Adviser located in Chattanooga, Tennessee, providing a full range of Wealth Management Services, including Investment and Tax planning advice to our clients.
The Chief Investment Manager of the firm, Richard L. Cox, Sr., CFP®, QFP, ChFC, CLU, MFP, AEP has been stewarding the assets of his clients since 1976.
"Our belief is that no one should pay more in taxes than required by law and everyone should find a suitable Wealth Management Program designed just for them. Our mission is to show them the way," says Mr. Cox.
Cox Wealth Management, LLC has helped many of our clients work toward achieving their lifetime goals through a systematic process of analyzing, prioritizing, and planning an overall "client-centered" strategy. Whether calculating future retirement needs, analyzing the sell of a business, or planning ways to lower estate taxes.
We help our clients through the actual implementation of our recommendations, including selecting investments, developing risk management techniques, analyzing retirement planning options, developing business management strategies and suggesting tax reduction ideas.
Our clients learn how to acquire the tools and information needed to pursue their goals, while building a long and trusted relationship with us, as their Advisor.
Investors should be aware that investing based upon strategies or models does not assure a profit or guarantee against loss. With any investment vehicle, past performance is not a guarantee of future results.
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Experience & Disclosure
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My CRD Number:
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1403565 |
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Firm CRD Number:
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118181 |
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Work Experience:
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PROFESSIONAL EXPERIENCE:
Cox Wealth Management, LLC d/b/a Cox Financial Advisors, Chattanooga, TN,
Chief Investment Manager,1998 to Present
Cox Financial Centers, Inc. Chattanooga, TN,
President/CEO,1984 to Present (Formerly Cox & Associates)
Legacy Trust Administration Services, Inc. Chattanooga, TN,
CEO,1993 to Present
FSC Securities Corporation, Atlanta, GA,
Registered Principal/ Branch manager,1992 to Present
Advisor Planning Corporation, Chattanooga, TN,
President/ CEO, 2001 to Present
Cox Mortgage Advisors, Inc. Chattanooga, TN,
President/CEO,1999 to 2002
FSC Advisory Corporation, Atlanta, GA, Associated Representative,1992 to 1998
SunAmerica Securities, Phoenix, AZ, Registered Principal/ Branch Manager,1986 to 1992
(Formerly Southmark Financial Services, Dallas, TX purchased by SunAmerica in 1989)
American United Life, Indianapolis, IN, Agent / Broker,1995 to Present
The Columbus Mutual Life, Columbus, OH, General Agent/ Broker, 1989 to 1995
The Guardian Life, New York, NY, Agent/ Unit Supervisor/ Broker,1986 to Present
Principal Mutual, Des Moines, IA, Agent/ Unit Supervisor/ Broker,1984 to Present
American General Life (formerly Life & Casualty Insurance Company of Tennessee, Nashville, TN) Agent/ Unit Supervisor, 1976 to 1984
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Academic Background:
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PROFESSIONAL EDUCATION:
THE AMERICAN COLLEGE, Bryn Mawr, PA (Graduate School)
ACCREDITED ESTATE PLANNER CURRICULM 2007
CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC.,
Washington, DC
CERTIFIED FINANCIAL PLANNER ™ EXAM 2006
10 Hour Challenge Exam, Georgia State University, Atlanta, GA
THE AMERICAN COLLEGE, Bryn Mawr, PA (Life Insurance)
CHARTERED LIFE UNDERWRITER CURRICULM, 2006
THE AMERICAN COLLEGE, Bryn Mawr, PA (Financial Planning )
CHARTERED FINANCIAL CONSULTANT CURRICULM, 1996
COLLEGE FOR FINANCIAL PLANNING, Denver, Co,
Institute of Tax Studies (Masters of Science)
ACCREDITED TAX ADVISOR CURRICULM, 1995
THE AMERICAN COLLEGE, Bryn Mawr, PA
LIFE UNDERWRITER TRAINING COUNCIL CURRICULM, 1988
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Services
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Types of Investments:
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Cox Wealth Management, LLC
College Planning*
Investment Advice
Mortgage Planning
Estate Tax Planning
Retirement Planning
Income Tax Planning
Portfolio Management
Charitable Giving Advice
Risk Management Consulting
Business Management Consulting
Comprehensive Financial Planning
And additional Services/Products offered through our associated companies or affiliations:
COX FINANCIAL CENTERS, INC.
Life Insurance Brokerage
Health Insurance Brokerage
FSC SECURITIES CORPORATION*
Variable Annuities
Limited Partnerships
Mutual Fund Trading
General Securities Trading
Third Party Money Management
LEGACY TRUST ADMINISTRATION SERVICES, INC.
Trust Accounting
Trust Administration
Family Partnership Accounting
Charitable Trust Administration
Wealth Replacement Trust Accounting
Estate Administration & Tax Filing
Investment advice offered through Cox Wealth Management, LLC a Registered Investment Adviser not affilated with FSC Securities Corporation.
*Securities offered through FSC Securities Corporation a Registered Broker/Dealer Member FINRA/SIPC.
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Qualifications
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Certifications, Accreditations and Designations:
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CERTIFIED FINANCIAL PLANNER ™ PRACTIONER (CFP®)
Awarded 2006
The Certified Financial Planner Board of Standards, Inc.
Washington, DC
MASTER FINANCIAL PROFESSIONAL ™ (MFP™)
Awarded 2005
The American Academy of Financial Management
Metairie, LA
QUALIFIED FINANCIAL PLANNER (QFP)
Awarded 2003
The International Association of Qualified Financial Planners
Beverly Hills, CA
ACCREDITED ESTATE PLANNER (AEP)
Awarded 2008
The National Association of Estate Planners & Councils,
Cleveland, OH
CHARTERED LIFE UNDERWRITER ® (CLU®)
Awarded 2006
The American College,
Bryn Mawr, PA
CHARTERED FINANCIAL CONSULTANT ® (ChFC®)
Awarded 1996
The American College,
Bryn Mawr, PA
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Number of Advisors in Office:
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4 |
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Advisor's Number of Clients:
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76 |
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Assets Managed by Advisor:
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19859965.00 |
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Compensation
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New Client Minimum Portfolio Size:
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100000.00 |
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Fee:
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1.000 - .80 |
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Money Manager Articles
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Designing Your Own Pension - 07/28/2009
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