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Manager Overview
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We face a complex and ever-changing financial world where an increasing number of investors seek professional guidance from an experienced independent fee-only advisor. Whether it is a comfortable retirement, funding college education, or leaving a legacy, KING's Wealth Management Services (WMS) has helped our clients reach their financial goals with a proven investment approach, providing satisfaction and peace of mind.
KING WMS includes financial planning, investment management, with client-focused service and communication. KING's renowned expertise since 1981 is managing our clients' investments. We follow a six-step process that replicates the successful disciplined approach used in managing large pools of pension and endowment assets. |
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Experience & Disclosure
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My CRD Number:
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1964905 |
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Firm CRD Number:
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108198 |
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Work Experience:
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When you hire a financial advisor (as with any professional) his or her credentials, experience, and integrity must meet the highest standards. Your advisor should provide independent, objective advice, free of conflicts of interests, and be aligned to achieve your financial goals.
I have the following years of financial services experience: 18
I am a member of the following associations:
Financial Planning Association
Other:
Planned Giving Council of Houston
Houston Estate and Financial Forum
U. of Houston Gift Planning Advisory Council
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Academic Background:
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University of California/Berkeley; BA Economics
University of Houston/Clear Lake; MA in Healthcare Administration |
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Services
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Types of Investments:
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As an independent, full-service firm, we have access to unlimited investment products through several discount brokerage trading platforms. This means we can construct low-cost, well-diversified portfolios, with highly successful investment managers, maximizing the probability of achieving your financial goals. KING's Wealth Management Services clients have found the cost of our services to be an excellent value as financial planning services are typically included with investment management services under one competitive fee.
Investment Services:
Portfolio review and recommendations; written investment policy statement, asset allocation of various investment classes and styles; money manager selection and monitoring; performance and tax reporting; tax efficient strategies; alternative investments; socially responsible portfolios
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Qualifications
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Certifications, Accreditations and Designations:
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I hold the following certifications and designations:
CFP®
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Number of Advisors in Office:
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8 |
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Advisor's Number of Clients:
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343 |
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Assets Managed by Advisor:
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Advisor: $71 million; Firm: $677 million |
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Compensation
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New Client Minimum Portfolio Size:
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$250,000 per household |
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Fee:
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percentage of assets managed; flat fee; hourly fee |
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Money Manager Articles
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