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Manager Overview
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Founded in January of 1999, Marquis Wealth Management Group is a Registered Investment Advisor specializing in advising high net worth individuals, families, and their businesses in all financial matters. Our principal business includes investment advisory and comprehensive financial planning services, but we also consult on both personal and business insurance and retirement plans. As an independent company, we have the flexibility to help you meet your every financial need – either through our own professional expertise, or with the assistance of other local professionals. Additionally, we are affiliated with Markham Norton Mosteller Wright & Company, P.A. and Stroemer & Company, P.A., both full-service CPA firms.
At Marquis, our team is dedicated to extraordinary client service. We realize the various needs of our clients and work one-on-one with them to develop a plan that is specific to meet their needs and goals. We believe in building and maintaining a long-term relationship with our clients.
Marquis is committed to promoting a highly personal, positive and confidential environment and is dedicated to working with clients to obtain the best investment, financial planning, and, as needed, insurance products and services available.
At Marquis, all investment accounts are held in custody with Charles Schwab & Company, Fidelity Securities, or Pershing LLC.
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Experience & Disclosure
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My CRD Number:
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3195431 |
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Firm CRD Number:
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116604 |
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Work Experience:
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Rick Krichbaum is the president of Marquis Wealth Management Group. He holds an MBA in Finance from Youngstown State University in Youngstown, Ohio and is a Certified Financial Planner and Registered Financial Consultant. Prior to establishing Marquis Wealth Management Group (formally MNS Financial Management) in 1999, Rick was the Vice President of Finance for the Mariner Group and South Seas Resort Company.
Rick served on the Board of Directors for the United Way of Lee County since 1990 to 2007 and also served for the Advisory Board for the University of South Florida, Fort Myers campus and the Special Investment Advisory Task Force to the Executive Committee of the Southwest Florida Community Foundation. Currently he serves on the Bishop Verot High School, and the Board of Directors for Cypress Lake Country Club. Rick is a member of the National Committee of Planned Giving, the Planned Giving Committee of Lee County, and the Financial Planning Association of Southwest Florida.
As a member of the community, Rick was active in the South Fort Myers Little League as a team manager and as board member for 8 years, also serving on the Little League Board of Directors. In addition, he was also a coach for Lee County Youth Basketball and the YMCA.
Rick and his wife of over 31 years, Cathy, reside in Fort Myers. The have three adult children, Casey, Jamie and Tyler. |
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Academic Background:
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• MBA in Finance, Youngstown State University, Youngstown, Ohio
• Bachelor of Science, Business Administration with a Major in Accounting, Youngstown State University, Youngstown, Ohio |
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Services
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Types of Investments:
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Securities Under Management:
• Stocks (Common & Preferred)
• REITs (Real Estate Investment Trust)
• Bonds
• Stock Options
• Mutual Funds
• Non-public Securities
Types of Accounts Under Management:
• Individual or Joint
• UTMA/UGMA Accounts
• Regular or ROTH IRAs
• Education IRS/529 Plans
• Rollover IRAs
• Trust Accounts
• SEP Plans
• TOD Accounts
• 401k Plans
• Foundations
• SIMPLE IRA Plans |
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Qualifications
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Certifications, Accreditations and Designations:
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• Certified Financial Planner CFP® Professional
• Registered Financial Consultant (RFC®)
• Completed Series 65 licensing & Series 6 licensing
• Florida Insurance Agents License
• Completed licensing in life, health, and variable annuities
• Fellow of the American Academy of Financial Management |
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Number of Advisors in Office:
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5 |
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Advisor's Number of Clients:
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447 |
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Assets Managed by Advisor:
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$7.8 million |
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Compensation
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New Client Minimum Portfolio Size:
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account minimums available upon request |
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Fee:
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fees are available upon request |
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Money Manager Articles
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