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Manager Overview
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We are 100% independent and bring a broad spectrum of financial solutions to the table. We have the experience to know how and when to use each of these financial tools. We are a client centered firm with no sales quotas or product goals, the client is always at the center of our attention.
*** A Paladin Registry 5 Star Advisor*** |
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Experience & Disclosure
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My CRD Number:
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1238458 |
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Firm CRD Number:
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7717 |
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Work Experience:
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I have had my own firm for 10 years. Originally registered in 1984. Rick Willoughby is a Registered Principal offering securities and advisory services through Independent Financial Group, LLC, a registered broker-dealer and investment advisor. Member FINRA and SIPC. Independent Financial Group, LLC and Symphony Financial Services, LLC are not affiliated. |
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Academic Background:
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College for Financial Planning. I have taken and passed several securities exams including 6,7,22,24,63 and 65. Insurance licensed for Life, Health, Disability Long term Care, Variable Contracts, Annuities, Property and Casualty. |
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Services
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Types of Investments:
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All types of securities including stocks, bonds, mutual funds, Exchange traded funds, Unit investment trusts, Real estate investment trust, Oil and gas partnerships, Equipment leasing programs, Real estate partnerships. Tenant in common property for exchange or direct investment. |
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Qualifications
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Certifications, Accreditations and Designations:
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AAMS Accredited Asset Management Specialist
AWMA Accredited Wealth Management Advisor
*** Rated 5 Stars by the Paladin Registry *** |
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Number of Advisors in Office:
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2 |
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Advisor's Number of Clients:
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150 |
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Assets Managed by Advisor:
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30000000 |
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Compensation
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New Client Minimum Portfolio Size:
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No Minimums |
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Fee:
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Varies |
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Money Manager Articles
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How To Invest In A TIC - 09/03/2009
What Is A TIC? - 09/01/2009
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